Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements

28 April 2021

At the End of January 2021 the European Securities and Markets Authority (ESMA) published draft Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements and opened a consultation process. GBIC has commented on the draft, pointing out in particular that non-advised services should not be made more complicated.

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